Note: The job is a remote job and is open to candidates in USA. Assurant is a leading global business services company that supports, protects, and connects major consumer purchases. The Compliance Specialist will play a key role in ensuring adherence to regulatory requirements and internal compliance standards across multiple business lines, while also preparing regulatory filings and managing compliance training programs.
Responsibilities
- Prepare and manage corporate and regulatory filings for multiple legal entities
- Research and analyze licensing requirements, lead interactions with regulatory staff
- Support licensing activities under the Restricted Insurance Agent regime
- Conduct distribution oversight activities and monitor legislative/regulatory developments
- Oversee compliance-related programs such as AML/ATF screenings and monthly OSFI filings
- Facilitate Compliance Outsourcing Arrangements oversight program
- Administer compliance training programs and ensure 100% completion
- Perform compliance reviews of marketing and client-facing materials
- Draft policies and procedures; contribute to compliance reports for senior management
- Assist with market conduct reviews, complaint handling, and privacy matters
Skills
- University or college degree required (any discipline; compliance coursework is a plus)
- A minimum of 1 year of relevant experience within Compliance, including internships or co-op placements in banking, insurance, or financial services
- Familiarity with Canadian regulatory frameworks (OSFI guidelines)
- Strong attention to detail, organizational skills, and ability to manage multiple priorities
- Excellent communication skills and willingness to learn in a fast-paced environment
Company Overview
Assurant provides protection products and related services to safeguard companies against risks. It was founded in 1892, and is headquartered in New York, New York, USA, with a workforce of 10001+ employees. Its website is https://www.assurant.com/.
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