Job Description:
• Assist in review and approval of marketing and sales materials. • Assist business units and fintech partners in the development of advertising and promotional materials. • Assist in the development of compliance policies and procedures. • Assist in the development and delivery of marketing and sales practice training. • Coordinate with other compliance teams to ensure a consistent approach to compliance issues. • Prepare deliverables and provide support for regulatory exams and internal audits.
• Review marketing findings in a timely manner to determine issues. Requirements:
• 3+ years’ compliance experience in a financial institution or consulting firm. • Experience providing compliance oversight of marketing and sales activities. • Knowledge of and experience with the laws and regulations related to bank marketing. • Proven track record showing ability to maintain high attention to detail. • 1+ years’ experience in training, deploying and monitoring AI in compliance reviews. • Strong communication skills and ability to interact effectively as a member of a cross-functional team.
Benefits:
• Health insurance
• Retirement plans
• Paid time off
• Flexible work arrangements
• Professional development
Apply Now
Apply Now